Job description
Securities / Wholesale Banking
New York, NY
April 24, 2023
Company Overview
With more than 6,500 professionals operating out of 40 cities across the globe, we help clients meet their needs today and prepare for tomorrow. Our services include underwriting and distributing new issues, providing trusted advice and industry-leading insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank.
We are growth-oriented, people-focused, and community-minded. As a team, we work to deliver value for our clients every day. www.td.com
Requirements
- Seasoned specialist role requiring in-depth knowledge of risk management issues for a significant, complex and/or large scale business
- Generally will either lead a group of specialists/ analysts or operates as an individual contributor for a sophisticated and complex business that exists in multiple geographic locations and/or multiple jurisdictions
- Participates on project working groups and/or internal and external committees as an expert within a major risk category (e.g. Operational, Credit, Reputational and/or Market Risk etc.)
- Works with specific regulators and supports units to deal with business issues for own area of specialization
- Compiles reports on overall business trends, risks, losses and issues on aggregated basis and recommends management action to minimize risk exposures
- Manages relationships/participates in meetings with senior management including overseeing business level Risk Committees
Qualifications
- Undergraduate degree in Business (Accounting or Finance) or Mathematics/Economics.
- Series 7, 79 and 63
- 5 – 7 years of related experience
Hours
Inclusiveness
At TD, we are committed to fostering an inclusive, accessible environment, where all employees and customers feel valued, respected and supported. We are dedicated to building a workforce that reflects the diversity of our customers and communities in which we live in and serve, and creating an environment where every employee has the opportunity to reach their potential.
If you are a candidate with a disability and need an accommodation to complete the application process, email the TD Bank US Workplace Accommodations Program at USWAPTDO@td.com . Include your full name, best way to reach you, and the accommodation needed to assist you with the application process.
EOE/Minorities/Females/Veterans/Individuals with Disabilities/Sexual Orientation/Gender Identity.
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